Legal Compliance Jobs in Gland
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Suchergebnisse - Legal Compliance Jobs in Gland
TN Switzerland-Gland
Legal Operations Manager – Associate Director, Gland
Client:
Location:
Job Category: Other
Job Reference: 55f32d81b371
Job Views: 4
Posted: 14.03.2025
Expiry Date: 28.04.2025
Job Description:
As an Associate Director within the Legal...
Swissquote Bank SA-Gland
will typically be the following: Monitor clients securities trading activities Identify and analyse potential prohibited market conduct (insider trading and market manipulation) Liaise with internal stakeholders (Legal, Compliance, Trading, Quantitative Research...
Swissquote Bank SA-Gland
calls from prospects, clients and other departments.
Handle general internal and external correspondence and mailing.
Conduct periodic customer due diligence reviews.
Coordinate with other departments (Legal and Compliance, FXBO, Payments) all...
Swissquote Bank SA-Gland
full support to all Sales team members to ensure internal service level and client satisfaction. Coordinate with other departments (Legal and Compliance, Client Register, Central Data, payment) to ensure smooth business operations.
Support Department...
Swissquote Bank SA-Gland
prohibited market conduct (insider trading and market manipulation)
Liaise with internal stakeholders (Legal, Compliance, Trading, Quantitative Research & Solutions, IT) as well as with external stakeholders (SIX Exchange Regulation and counterparties...
Swissquote Bank SA-Gland
from prospects, clients and other departments.
Handle general internal and external correspondence and mailing.
Conduct periodic customer due diligence reviews.
Coordinate with other departments (Legal and Compliance, FXBO, Payments) all operational day...
Swissquote Bank SA-Gland
diligence reviews.
Coordinate with other departments (Legal and Compliance, FXBO, Payments) all operational day to day questions.
Other administration/ sales tasks as assignment from Line Manager.
Qualifications
A Bachelor's or Master's degree in Economics...
Ernst & Young Advisory Services Sdn Bhd-Lancy, 29 km von Gland
and take your career wherever you want it to go.
Join EY and help to build a better working world.
The opportunity
Our Legal & Financial Services, Regulatory & Compliance Practice is active nationally and internationally in all relevant areas of...
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Swissquote Bank SA-Gland
your tasks will typically be the following: Monitor clients securities trading activities
Identify and analyse potential prohibited market conduct (insider trading and market manipulation)
Liaise with internal stakeholders (Legal, Compliance, Trading...
Swissquote Bank SA-Gland
Provide full support to all Sales team members to ensure internal service level and client satisfaction.
Coordinate with other departments (Legal and Compliance, Client Register, Central Data, payment) to ensure smooth business operations.
Support...
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